Positions Open: Associate Financial Advisor
Independent Fiduciary RIA
Raleigh, Dallas, or New York

Our client is a rapidly growing independent Registered Investment Advisory firm is expanding its advisory team.

The firm specializes in serving technology entrepreneurs and senior executives, with a particular focus on Indian-origin professionals navigating complex compensation structures, liquidity events, cross-border planning, and multi-generational wealth decisions. With approximately $42 million in AUM across 14 states and nearly 50 percent annual growth over the past three years, the firm has established strong product-market fit within a clearly defined niche. This is a client-facing, growth-oriented advisory role.

Key Focus Areas:

• Business development and relationship expansion

• Comprehensive wealth planning

• Equity compensation and tax-aware strategies

• Cross-border and estate planning coordination

• Investment management within a fiduciary-first model

The firm integrates proprietary systems and advanced technology alongside human judgment to deliver high-touch advisory service.

Ideal candidates:

• 2+ years advisory experience (senior-level candidates welcome)

• Series 65 or equivalent required

• CFP or CFA Preferred

• Strong consultative and relationship-building capability

• Entrepreneurial mindset

This is an opportunity to join a high-growth platform at an inflection point and participate meaningfully in long-term expansion.

Company Overview: Our client is obsessed on exploring various investment ideas and financial instruments to evaluate them for our client portfolios. They have a passion to explore, discover and analyze various financial instruments and products. They are either talking to our partners on estate planning strategies that may address the unique situation of a client or we are analyzing an alternative investment strategy for its tax benefits. There philosophy is if there is any financial product out there that may benefit our clients, they want to know more about it to bring it to the benefit of their clients.

They employ cutting edge programming and machine learning tools to continually improve their quantitative investment strategies. There founder, brings a fresh perspective with a couple of decades of diverse disciplines including technology, engineering and design to build a system for serving the needs and aspirations of business owners, engineers, scientists, software developers and professionals.

They implement evidence-based strategies and systematizes the investment process to mitigate the impact of behavioral biases in decision making. There dream is to serve their clients by making their money work harder for them and helping them from plan design to execution.

The leadership has served at QMS Capital Management LP and Morgan Stanley & Co, and is a holder of the Chartered Financial Analyst ® designation. He also has an MBA from Duke University, where he was a Fuqua Scholar.

Our client is passionate about applying data science and advanced analytics to solve complex financial problems.